Risk and compliance regulation has sailed ahead in the last 12 months. Have you mapped your route or are you heading for uncharted waters?
The cost of under-investment in risk and compliance is leading to an increasing number of cases of intervention by approved regulators.
Keeping abreast of the rules and regulations and safeguarding your business and its reputation can take less investment than you think.
Our Risk and Compliance Service helps COLPs, COFAs and those with risk management responsibilities in a variety of ways.
@LSRiskandComp Law Society Consulting
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