Pearl Moses is Head of Risk & Compliance at the Law Society
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21 June 2017
draft Money Laundering, Terrorist Financing and Transfer of Funds (Information
on Payer) Regulations 2017 were published on 15 March 2017. The regulations are not as long as the title sounds (or as scary) but failure to take note of the changes can expose firms to prosecution or disciplinary action. Firms with Lexcel should renew their AML policies to ensure compliance with the new regulations.
06 June 2017
If you're not a Compliance Officer for Legal Practice (COLP), you might ask what a risk register is, and if you are a COLP, you should definitely have one.