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SARs annual review

12 January 2012

The Serious Organised Crime Agency (SOCA) has published the 2011 Suspicious Activity Reports Regime Annual Report on its website.

The number of suspicious activity reports (SARs) made to SOCA during 2011 increased by around 7,000 to 247,601.

Solicitors made 4,255 reports which is only slightly down on 2010. This makes us the sixth highest reporting sector, after banks, money transmitters, cheque cashiers, building societies and accountants.

Other legal sector reporters contributed to the regime, with licensed conveyancers making 151 reports and barristers making just 4 reports for the year.

Consent SARs again remained relatively static at 13,662 reports, with the average processing time for a consent request being 2.5 days.

While banks accounted for the highest number of consent requests (6,763 reports) this was only 3.52% of their overall reports.

For solicitors on the other hand, who made the second highest number of consent requests (3,291), this represented over 77% of all reports made.

Such figures could lend support for the view that the majority of reports made by solicitors relate to minor regulatory infringements or previous tax irregularities, where the solicitor is of the view that it is ethically appropriate for them to continue with the retainer provided that the client takes steps to rectify their previous misconduct.

The report contains a number of interesting case studies demonstrating how SARs have been successfully used in investigations and provides updates on improved technology being deployed to better utilise the SARs received.

Information is also provided on the project to delete SARs over six years in age or SARs where intelligence makes it clear the conduct reported is not related to criminal activity.

Finally, the report provides some feedback on the level of funds restrained, seized and confiscated and arrests made as a result of SARs provided. Disappointingly some of the figures have decreased since last year, but the report does not make any assessment of whether this is due to a reduction in the quality of intelligence in the SARs, a reduction in criminal proceeds within the UK in 2011 or a reduction in police resources to pursue asset recovery.

Read the full report