Our advice supports members to navigate business challenges and changing legal and regulatory landscape.
Practice notes represent our view of good practice in a particular area of law. Following the solution-focused advice will make it easier to account to oversight bodies for your actions.
Practice notes are not available to download in PDF format. They are regularly updated, as the law evolves, so we advise you to refer back to the website when using a note in your work.
Our Risk and Compliance solution offers bespoke, comprehensive compliance support and expertise for firms, COLPs, COFAs and other legal professionals responsible for managing risk.
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