Pearl Moses is Head of Risk & Compliance at the Law Society
Follow Risk and Compliance on Twitter
All posts by Pearl Moses
12 November 2019
Pearl Moses, Law Society head of Risk and Compliance, shares how to make sure you’re prepared with your risk assessment.
20 November 2018
Most solicitors will be aware of the SRA Transparency Rules being introduced this December. It's an open secret that this move has been unpopular with the profession.
08 January 2018
Mistakes happen. Everybody - even lawyers at the top firms - make mistakes.
21 June 2017
draft Money Laundering, Terrorist Financing and Transfer of Funds (Information
on Payer) Regulations 2017 were published on 15 March 2017. The regulations are not as long as the title sounds (or as scary) but failure to take note of the changes can expose firms to prosecution or disciplinary action. Firms with Lexcel should renew their AML policies to ensure compliance with the new regulations.
06 June 2017
If you're not a Compliance Officer for Legal Practice (COLP), you might ask what a risk register is, and if you are a COLP, you should definitely have one.