Mazur and the conduct of litigation
For the purposes of the Legal Services Act 2007 (LSA 2007), the conduct of litigation is a ‘reserved legal activity’.
This means that a person must be authorised by the Solicitors Regulation Authority (SRA) (or other approved legal regulator) to conduct litigation.
A person who is not authorised cannot carry on the conduct of litigation; notwithstanding that they are an employee or manager of an authorised firm and/or working under the supervision of an authorised person.
The definition of the conduct of litigation is narrow and limited to formal steps in proceedings. For example, the issuing, filing and serving of applications and statements of case.
Much of the work involved in litigation can nonetheless be carried out by non-authorised staff – either as it does not amount to the reserved activity of the conduct of litigation or as it falls within their role assisting an authorised person.
This will include activities that take place prior to proceedings being initiated. It will also generally include matters such as:
- the giving of general legal advice
- drafting pleadings, particulars of claim, applications and correspondence
- proofing witnesses
- drafting statements, and
- signing a statement of truth
When considering who is responsible for the conduct of litigation this will be a question of fact and degree in each case.
A finding that a person has carried out the conduct of litigation can therefore arise from a single action, such as issuing a claim form, or a series of actions taken together and in light of their actual role.
Solicitors and firms will therefore wish to make sure their processes and records demonstrate that appropriately authorised persons are exercising their professional responsibility for the key formal steps and strategic decisions in connection with proceedings initiated before the courts.
‘Tick-box’ oversight from an authorised person will not be sufficient.
This practice note is the Law Society’s view of good practice in this area, and is not legal advice. For more information, see the legal status.