Confidentiality and disclosure
50 + VAT
30 mins
Regulation
We’re here to help you keep ahead of your regulatory obligations and minimise risk with a package of expert guidance, advice and resources.
SRA Standards and Regulations
The Solicitors Regulation Authority (SRA) Standards and Regulations came into force on 25 November 2019.
All resources
- Anti-money laundering after Brexit28 Jul 2021
- Anti-money laundering guidance for the legal sector28 Mar 2023
- Chinese underground banking and funds from China: LSAG advisory notice08 Mar 2023
- Client funds21 Apr 2020
- Conflict of interests in conveyancing18 Jun 2020
- Cyber insurance for law firms03 Aug 2022
- EU mobility after Brexit: practice rights and rules in EU 27 member states28 Jul 2021
- Engaging clients21 Apr 2020
- GDPR for solicitors01 Aug 2019
- Gender pay gap reporting: setting the standard for the profession06 Feb 2023
- Impacts of economic instability on money laundering risk28 Jun 2022
- Internal money laundering reporting12 Jan 2020
- Professional enablers22 Sep 2023
- Register of overseas entities: what solicitors should know about verification29 Jul 2022
- Regulation and compliance in property practice18 Jun 2020
- Remote working, client interaction and associated use of AML technology28 Jun 2022
- Run-off cover03 Oct 2023
- SRA Standards and Regulations25 Nov 2019
- Solicitors Indemnity Fund and post six-year run-off cover03 Oct 2023
- Source of funds07 Mar 2022
- Tipping off and prejudicing an investigation27 Feb 2023
- Top-up cover (excess layer) for professional indemnity insurance15 Sep 2023
- Alternative business structures09 May 2023
- Bribery Act 201022 Sep 2022
- Client information requirements08 Sep 2021
- Compliance officers28 Jul 2023
- Conflict of interests27 Jul 2023
- Consumer Contracts Regulations 201315 Sep 2023
- Entity-based regulation27 Jun 2023
- Freelance solicitors14 Nov 2023
- Handling complaints07 Mar 2023
- Implementing whistleblowing arrangements26 Aug 2022
- In-house practice: regulatory requirements01 Sep 2022
- Information obligations for service providers15 Sep 2023
- Information on letterheads, emails and websites31 Jul 2023
- Outsourcing07 Sep 2023
- Professional indemnity insurance15 Sep 2023
- Professional undertakings07 Sep 2022
- Providing services and taking on roles outside your practice as a solicitor31 Aug 2021
- Responding to a financial crime investigation24 Jan 2022
- SRA powers of investigation03 Jul 2023
- Setting up a practice: regulatory requirements23 May 2023
- Solicitors offering legal services to the public from unregulated entities13 Jul 2021
- What to do when a complaint goes to the Legal Ombudsman21 Mar 2023
- Who owns the file?26 Jul 2022
- A client has not paid my bill. Can I issue cost recovery proceedings if they make a complaint?10 May 2023
- As my firm’s COLP, how can I protect myself from personal liability?09 Nov 2020
- Can I administer a statutory declaration if I’m not currently working?22 Sep 2023
- Can I charge for due diligence checks?25 Nov 2021
- Can I exercise a lien over a bankrupt clients papers21 Oct 2019
- Can I see a copy of a complaint made to the Legal Ombudsman about my firm?22 Sep 2023
- Can a club refer a complaint to the Legal Ombudsman?27 Oct 2021
- Can a successor firm be liable for an original firm’s inadequate professional service?16 Jan 2020
- Can the Legal Ombudsman re-assess a bill that’s been assessed by a court?15 Feb 2021
- Do I need professional indemnity insurance if my employer is not SRA regulated?22 Sep 2023
- Do we need to appoint an MLCO if we have an MLRO?22 Sep 2023
- Do we need to carry out a DBS check on a newly hired solicitor?22 Sep 2023
- How do I deal with a client complaint about a barrister?09 Jul 2020
- How do I verify the identity of a client without standard documentation?01 Dec 2022
- How should I file customer due diligence papers?26 Feb 2019
- I found an error in a client file. What should I do?27 Sep 2023
- I undertook to pay the other side’s costs, but the matter didn’t complete. Do I have to pay the bill issued?10 May 2023
- I'm a COLP. What should I do if there's a compliance breach at my firm?18 Jan 2023
- Is cyber insurance covered by professional indemnity insurance?19 Jul 2023
- Is outlining our reporting obligations in client care letters ‘tipping off’?26 Feb 2021
- I’m holding £1 million in my client account. How can I make sure the funds are protected?22 Sep 2023
- I’m newly qualified. Can I become a freelance solicitor?22 Sep 2023
- I’m setting up a new firm. What should we include in our client care letters?22 Sep 2023
- I’ve been professionally embarrassed. Can I withdraw from a Crown Court case?08 Jul 2021
- My client is a member of a UK political party. Do they count as a politically exposed person?22 Sep 2023
- My client is a possible sanctions match. What should I do?06 May 2020
- Should I send original documents to the Legal Ombudsman?10 Nov 2023
- The other side won’t explain how the costs my client must pay are calculated. What can I do?22 Sep 2023
- What do we need to include in our policy on handling cash?22 Sep 2023
- What does 'adequate and appropriate' insurance mean for a freelance solicitor?06 Jun 2023
- What is the effect of a section 44B notice from the SRA?22 Sep 2023
- What pre-interview client checks should we make?10 Jun 2021
- What should I do if I receive a letter of complaint from someone who is not a client?21 Oct 2019
- What should I include on the back of my invoices?25 Oct 2019
- When acting on multiple retainers, can I rely on client care information I've already provided?22 Sep 2023
- When should I carry out a sanctions risk assessment?21 Sep 2021
- AML directory21 Jun 2021
- Anti-corruption training21 Mar 2023
- Anti-money laundering and terrorist financing glossary10 Mar 2021
- Financial crime20 Jan 2020
- High-risk third countries for AML purposes13 Jun 2023
- Price and service transparency - how you can comply11 May 2021
- UKFIU sanitised feedback on suspicious activity reports23 Sep 2021
- Axiom Ince and the Solicitors Compensation Fund31 Oct 2023
- CMA review of the legal services market study18 Dec 2020
- Changes to the Legal Ombudsman Scheme Rules30 Apr 2023
- Digital ID trust framework14 Mar 2022
- Economic Crime Act: what does it mean for law firms?27 Jun 2023
- Economic Crime and Corporate Transparency Act27 Oct 2023
- Economic crime plan30 Mar 2023
- Empowering consumers in the legal services market19 Apr 2022
- HM Treasury review of the Money Laundering Regulations 201707 Jul 2022
- Home Office suspended funds scheme: share your views01 Aug 2023
- Legal Services Board ongoing competence call for evidence11 Feb 2021
- Prosecution of ‘failure to disclose’ offences28 Jul 2021
- Quality indicators in the legal services market22 Apr 2021
The Law Society is the independent professional body for solicitors. Our vision is to promote, protect and support solicitors, the rule of law and justice in England and Wales.
Maximise your membership
My LS gives you access to the latest news, events, books and resources to help you excel within your practice.
Sections
Risk and Compliance Section
Our Risk and Compliance Section is a community for people who manage compliance. We provide support and guidance through our magazine, webinars, events, podcasts and features.
Helplines
Practice Advice Service
Our Practice Advice Service offers free and confidential support on legal practice and procedure.
