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AML policies, controls and procedures: ask the right questions

The SRA has warned of the risks posed by “off-the-shelf” policies, controls and procedures (PCPs). Emma Williams sets out what questions to ask to get...

Solicitor suspended for ‘inept’ failure to prevent fraud

Peter Rodd considers a case where a solicitor found themselves in the Solicitors Disciplinary Tribunal (SDT). Breaches of the SRA Principles were alleged, involving failing...

Economic Crime and Corporate Transparency Act gains royal assent

The Economic Crime and Corporate Transparency Act has become law, meaning solicitors can continue to support the fight against illicit finance.

‘Off-the-shelf’ AML policies put firms and clients at risk

The SRA’s 2022/23 anti-money laundering (AML) report warns of the risks posed by common AML issues. Find out what steps you can take to comply...

HM Treasury review of the AML and CTF supervisory regime – Law Society response

HM Treasury is consulting on four models for reforming the UK's anti-money laundering (AML) supervisory regime. Find out what this means for solicitors and firms.

Anti-Money Laundering regime must ensure legal sector expertise is retained

The Law Society of England and Wales has today (13 October) responded to the Treasury’s consultation on Anti-Money Laundering (AML) and Counter Terrorism Financing (CTF),...

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