Are you getting complacent with compliance?
Jessica Clay provides a refresher on your duties, the risks involved in remote working, and how…
08 Oct 2020
Regulation
The SRA Handbook has been replaced by Standards and Regulations from 25 November 2019. We have a range of resources to help you and your firm comply with the new regulatory framework.
Resources
All resources
- Anti-money laundering guidance for the legal sector22 Jan 2021
- Client funds21 Apr 2020
- Closure of the Solicitors Indemnity Fund30 Sep 2020
- Conflict of interests in conveyancing12 Aug 2020
- Engaging clients12 Aug 2020
- Ethics in law24 Nov 2020
- Gender pay gap reporting: Setting the standard for the profession25 Feb 2020
- Internal money laundering reporting25 Feb 2020
- Regulation and compliance in property practice12 Aug 2020
- Run-off cover30 Sep 2020
- SRA Handbook reform briefing for members12 Aug 2020
- SRA Standards and Regulations12 Aug 2020
- Economic response to the SRA Handbook review12 Aug 2020
- Alternative business structures23 Sep 2020
- Bribery Act 201012 Aug 2020
- Conflict of interests12 Aug 2020
- Entity-based regulation12 Aug 2020
- Freelance solicitors30 Sep 2020
- Handling complaints12 Aug 2020
- Implementing whistleblowing arrangements12 Aug 2020
- Responding to a financial crime investigation12 Aug 2020
- Solicitors offering legal services to the public from unregulated entities30 Sep 2020
- Use of investigatory powers12 Aug 2020
- What to do when a complaint goes to the Legal Ombudsman04 Jan 2021
- As my firm’s COLP, how can I protect myself from personal liability?09 Nov 2020
- Can I exercise a lien over a bankrupt clients papers12 Aug 2020
- Can a successor firm be liable for an original firm’s inadequate professional service?30 Sep 2020
- Do litigation firms have to carry out customer due diligence?28 Oct 2020
- Does the FSCS protect client deposits larger than £85,000?20 Apr 2020
- How do I deal with a client complaint about a barrister?28 Oct 2020
- Should I sign bills in my own name?20 Apr 2020
- What should I do if I receive a letter of complaint from someone who is not a client?12 Aug 2020
- What should I include on the back of my invoices?12 Aug 2020
- Financial crime30 Sep 2020
- Gender pay gap reporting25 Feb 2020
- Price and service transparency - how you can comply20 Feb 2020
- Anti-money laundering and terrorist financing national risk assessment21 Jan 2021
- CMA review of the legal services market study18 Dec 2020
- Changes to rules for reporting concerns10 Jul 2020
- Exemptions from QLTS25 Feb 2020
- LSB State of Legal Services 2020 report01 Dec 2020
- LSB legal services market strategy02 Oct 2020
- Price and service transparency20 Feb 2020
- SRA Handbook reform22 May 2020
- SRA business plan consultation 2020/202130 Sep 2020
- UCL review of legal services regulation12 Aug 2020
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