We provide advice and support on regulatory processes and complaints, rules and ethics, professional indemnity insurance, and education and training.
We also represent the views of our members in our consultation responses to help shape the regulatory regime in England and Wales.
We have responded to the Legal Services Board's supplementary consultation on its proposed internal governance rules.
Our team of solicitors answers questions on anti-money laundering, customer due diligence, client care, and conveyancing.
We have summarised the key findings of the SRA's anti-money laundering thematic review of firms offering trust and company services.
We have responded to the Financial Conduct Authority's consultation on optimising the senior managers and certification regime.
The Solicitors Disciplinary Tribunal announced it will apply to adopt the civil standard of proof when it hears cases brought by the regulator.
We are holding a number of free anti-money laundering training sessions across the country in April, May and June.
We hosted a webinar in partnership with Accuity on overcoming AML challenges for law firms. We share some of our answers.
We are disappointed that the SDT will apply to adopt the civil standard of proof when it hears cases brought by the regulator.
We have responded to the SRA's application to the LSB to carry over the existing rules for PII and the Compensation Fund into the new Handbook.
Pearl Moses talks to Jorren Knibbe about the impact that a 'deal' or 'no-deal' situation may have on data protection compliance.
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Join this conference to examine current compliance issues that are affecting firms and legal departments and mitigate risk.