Regulation
We’re here to help you keep ahead of your regulatory obligations and minimise risk with a package of expert guidance, advice and resources.
Client accounts fundamental for delivery of legal services
Many of the Solicitors Regulation Authority's (SRA) proposals on client accounts and the Compensation Fund lack evidence that supports regulatory change.
All resources
- Anti-money laundering guidance for the legal sector23 Apr 2025
- Chinese underground banking and funds from China: LSAG advisory notice08 Mar 2023
- Client funds21 Apr 2020
- Conflict of interests in conveyancing18 Jun 2020
- Consequences of not preventing economic crime: firm case studies22 Apr 2024
- Consequences of not preventing economic crime: solicitor case studies11 Apr 2024
- Cyber insurance for law firms03 Aug 2022
- EU mobility after Brexit: practice rights and rules in EU 27 member states28 Jul 2021
- Economic crime levy21 May 2025
- Engaging clients21 Apr 2020
- GDPR for solicitors01 Aug 2019
- Gender pay gap reporting: setting the standard for the profession10 Apr 2025
- How LeO deals with complaints about solicitors and law firms18 Aug 2025
- Identifying money laundering risk in the property market24 Jan 2025
- In-house ethics framework resources14 May 2025
- In-house networks and groups14 May 2025
- Internal money laundering reporting12 Jan 2020
- Investigation and enforcement: what to expect from the SRA and SDT19 Mar 2024
- Professional enablers16 Sep 2024
- Register of overseas entities: what solicitors should know about verification29 Jul 2022
- Regulation and compliance in property practice18 Jun 2020
- Run-off cover31 Jan 2024
- SRA Standards and Regulations25 Nov 2019
- Solicitors Indemnity Fund and post six-year run-off cover03 Oct 2023
- Source of funds07 Mar 2022
- Suspicious activity reports23 Jun 2025
- The in-house solicitor and ethical organisational culture14 May 2025
- The role of the in-house solicitor14 May 2025
- Tipping off and prejudicing an investigation27 Feb 2023
- Top-up cover (excess layer) for professional indemnity insurance15 Sep 2023
- Travelling to the EU on business after Brexit05 Aug 2025
- UK economic crime regime30 Apr 2024
- UK sanctions regime25 Jul 2025
- Warning signs of money laundering21 Jul 2025
- Who is regulated under the Money Laundering Regulations 2017?17 Jun 2024
- Working effectively and ethically as an in-house solicitor14 May 2025
- Alternative business structures09 May 2023
- Bribery Act 201022 Sep 2022
- Client information requirements26 Jun 2025
- Compliance officers16 Sep 2024
- Conflict of interests11 Sep 2024
- Consumer Contracts Regulations 201315 Sep 2023
- Entity-based regulation27 Jun 2023
- Freelance solicitors04 Mar 2025
- Handling complaints22 Jul 2025
- Implementing whistleblowing arrangements03 Jun 2025
- In-house practice: regulatory requirements01 Sep 2022
- Information obligations for service providers15 Sep 2023
- Information on letterheads, emails and websites31 Jul 2023
- Outsourcing07 Sep 2023
- Preparing a will when your client is leaving a gift for you, your family or colleagues07 Aug 2025
- Professional indemnity insurance15 Sep 2023
- Professional undertakings15 Oct 2024
- Protection for client accounts04 Mar 2025
- Providing services and taking on roles outside your practice as a solicitor31 Aug 2021
- Raising concerns and whistleblowing: guidance for staff29 Apr 2025
- Responding to a financial crime investigation24 Jan 2022
- Setting up a practice: regulatory requirements23 May 2023
- Social media15 Oct 2024
- Solicitors Regulation Authority (SRA) powers of investigation25 Jun 2025
- Solicitors offering legal services to the public from unregulated entities26 Jun 2025
- What to do when a complaint goes to the Legal Ombudsman23 Jul 2025
- What to do when the law firm you work for is closing down02 Sep 2024
- Who owns the file?26 Jul 2022
- A client continues to contact us about a complaint we handled. What should we do?24 Oct 2024
- A client has not paid my bill. Can I issue cost recovery proceedings if they make a complaint?10 May 2023
- Can I administer a statutory declaration if I’m not currently working?19 Aug 2025
- Can I ask a client about a register discrepancy without tipping off?08 Apr 2024
- Can I charge for due diligence checks?25 Nov 2021
- Can I exercise a lien over a bankrupt client's papers?11 Jan 2024
- Can I tell a client I made a suspicious activity report?30 Sep 2024
- Can I use technology to carry out AML and sanctions checks on clients?20 May 2025
- Can freelance solicitors offer immigration services?13 May 2024
- Can someone become a solicitor if they have a criminal record?29 Aug 2024
- Do I need client consent to change file retention periods?14 Apr 2025
- Do we need to appoint an MLCO if we have an MLRO?11 Jun 2025
- Do we need to carry out a DBS check on a newly hired solicitor?23 Mar 2025
- How can I protect client information from cyberattacks?09 Dec 2024
- How can my firm use AI to benefit our business?27 Jan 2025
- How do I verify the identity of a client without standard documentation?01 Dec 2022
- How should a firm manage qualifying work experience records?27 Jan 2025
- I found an error in a client file. What should I do?27 Sep 2023
- I plan to move from private practice to an in-house role. Do I need PII?21 Jul 2025
- I received files in error meant for the other side’s client. What should I do?02 Sep 2024
- I undertook to pay the other side’s costs, but the matter didn’t complete. Do I have to pay the bill issued?10 May 2023
- I work in-house and feel excluded by my organisation. What support is available?21 May 2025
- I'm a COLP. What should I do if there's a compliance breach at my firm?18 Jan 2023
- Is an MLRO automatically a BOOM?18 Mar 2024
- Is there a de minimis amount for sanctions?17 Jun 2024
- Is there guidance on professional undertakings when working in-house?16 Apr 2025
- I’m holding £1 million in my client account. How can I make sure the funds are protected?24 Mar 2025
- I’m newly qualified. Can I become a freelance solicitor?28 Jan 2025
- I’ve been professionally embarrassed. Can I withdraw from a Crown Court case?08 Jul 2021
- My client is a member of a UK political party. Do they count as a politically exposed person?24 Mar 2025
- My client is a possible sanctions match. What should I do?26 Aug 2025
- Should I report a minor AML breach to the SRA?25 Apr 2024
- What do we need to include in our policy on handling cash?24 Mar 2025
- What does 'adequate and appropriate' insurance mean for a freelance solicitor?06 Jun 2023
- What information can a bank request about our client account?06 Mar 2024
- What insurance do I need as a freelance litigation solicitor?21 Jul 2025
- What is a politically exposed person (PEP)?09 Dec 2024
- What should I do if I receive a complaint from someone who is not a client?26 Jan 2024
- When do I have to report a data breach?29 Apr 2024
- Anti-money laundering and terrorist financing glossary10 Mar 2021
- Compliance calendar for small law firms27 May 2025
- Economic crime and regulatory compliance directory24 Jun 2024
- Financial crime20 Jan 2020
- High-risk third countries for AML purposes25 Jun 2025
- Money laundering risks and threats17 Jan 2025
- Price and service transparency - how you can comply11 May 2021
- Template contract amendment letter for in-house solicitors14 May 2025
- Template job description for in-house solicitors14 May 2025
- The role of the in-house solicitor: protocol for employing organisations14 May 2025
- Adequate consideration and proceeds of crime05 Dec 2024
- Artificial intelligence (AI) strategy16 Sep 2024
- Axiom Ince and the Solicitors Compensation Fund07 Dec 2023
- Changes to the Legal Ombudsman Scheme Rules30 Apr 2023
- Economic Crime Act: what does it mean for law firms?07 Apr 2025
- Economic Crime and Corporate Transparency Act25 Jun 2025
- Economic crime plan11 Apr 2024
- Empowering consumers in the legal services market19 Apr 2022
- In-house ethics framework consultation12 Sep 2025
- Interest on lawyers’ trust accounts (IOLTA)30 Jul 2025
- Law Commission review of the suspicious activity report regime29 Feb 2024
- Legal Aid Agency data breach26 Aug 2025
- Money Laundering Regulations review06 Aug 2025
- Regulation of CILEX members02 Jul 2024
- Solicitors Qualifying Exam (SQE)23 Jan 2025
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